Export Control Policies & Procedures

Policies and Guidance

Harvard is committed to complying with applicable U.S. laws and regulations pertaining to exports of items, services and technology by or on behalf of the University. The University’s Chief Compliance Officer oversees Harvard’s compliance with U.S. export-control laws and regulations and chairs the Harvard University Export Control Council that reviews and advises the OVPR on export control issues.  

Because awareness and oversight of Export Control are best accomplished at the local level, each School or Institute has an Export Control Administrator, designated to answer questions and oversee the implementation of compliance procedures within their respective schools, centers, laboratories and departments.  Export Control Administrators  conduct preliminary reviews to determine whether an export license is required, purusant to the University's Export License Review and Approval policy.

Below are some common areas where export control issues may arise:

Shipping/Carrying Materials Overseas:

  • Any item that is sent from the United States to a foreign destination is an export.  “Items” include biological materials, chemicals, research materials, software, technology, and information. 
  • The export of controlled items, information or software may require approval from the U.S. government in the form of an export license.  An export license permits controlled tangible items or software to be sent outside the U.S. or controlled information or software to be shared with foreign persons in the U.S. or abroad.

Traveling to, or Collaborating with, Colleagues Overseas

  • Before traveling to countries that may be the subject of sanctions, collaborating with a foreign national outside of Harvard University or any person or entity outside of the United States, or presenting your research at an international conference, conduct an SDN screen.
  • SDN screens may also need to be conducted when enrolling foreign nationals in:
    • Professional or continuing education courses,
    • On-line courses or executive education programs, or
    • Otherwise providing services or receiving funds from foreign nationals
  • The Export Control Guidance on SDN screens provides further information on how to conduct SDN screens, and how to proceed if a screen results in a positive match.
  • You should also reference the points to consider when travelling abroad in the Foreign Travel Issues section of this site. 

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